1. Which of the following is not contained in KIM? Loads and ExpensesMeasures of risk like Risk-adjusted ReturnsDividend PolicyContact Information of Registrar for Investor Grievance 2. What are the two parts of Offer Document? SID and SAI Application Form and KIM 3. _______________ contains details of a particular scheme? Scheme Investment DocumentStatement of Asset InformationScheme Information Document Statement of Additional Information 4. Which document contains condensed financial information, rights of unit holders and investment valuation norms? Scheme Investment DocumentStatement of Asset InformationScheme Information DocumentStatement of Additional Information 5. Which of the following is not contained in an offer document? Breakup of portfolio between equity, debt, money market instrumentsLiquidity provisions such as listing, repurchase and redemptionShares in which the scheme will invest Any guarantee provided 6. KIM contains key points of Offer Document as it is basically a summary of SID and SAI. True or False? TRUEFALSE 7. If a scheme is launched in June, 2018, what is the last date by which SID should be updated? 31st Dec, 201831st March, 201930th June, 2019 30th June, 2020 8. Where would be the risk of an Income Fund as per riskometer? Moderately LowModerateModerately HighHigh 9. SID mentions proposed asset allocation and nature of investment. True or False? TRUEFALSE 10. How long can SEBI take to offer suggestions on Offer Document? 11 days21 days31 days90 days 11. Which document should an investor refer to make an informed investment decision? FactsheetOffer Document 12. Does SEBI approve Offer Document of mutual fund schemes? YesNo 13. KIM has to be updated every 6 months. True or False? TRUEFALSE 14. How long is draft SID hosted on SEBI's website? 11 days17 days21 days30 days 15. Where are product labels of a mutual fund scheme placed? KIMSIDMutual Fund advertisementsAll of the above 16. Which document contains information about Sponsors, AMC and Trustee Company? SIDSAI 17. Which of the following is not contained in an offer document? Nature of SchemeInvestment Objectives and Investment PatternComparison of SchemesTerms of Issue 18. Decision to launch a scheme is based on the inputs of - CIO and CMO Board of Directors and TrusteesCIO and CEOCMO and CEO 19. The maximum period for which NFO other than ELSS can remain open? 15 days20 days25 days30 days 20. Legally, is SAI part of SID? YesNo 21. Application form is attached to ___________ . SIDKIM SAINone of the above 22. SID mentions asset classes as well as specific securities where the scheme will invest. True or False? TRUEFALSE 23. Where would be the risk of an Index Fund as per riskometer? Moderately LowModerateModerately HighHigh 24. If a scheme is launched in November, 2018, what is the last date by which SID should be updated? 31st Dec, 201831st March, 201930th June, 201930th June, 2020 25. Where can an investor find scheme reopening date of an open ended scheme? SIDSAI 26. Which of the following is not contained in KIM? Scheme PerformanceScheme PlansDividend PolicyCredit rating of debt instruments 27. Which of the following contains detail information on the portfolio characteristics and operational features of a scheme? SIDAddendumSAIKIM 28. Who is responsible for the information available in OD? CustodianDistributorsAMCTrustees 29. A new mutual fund scheme is launched through New Scheme OfferNew Fund OfferNew Mutual Fund OfferOffer of Mutual Fund Scheme 30. Which of the following is a fundamental attribute of a mutual fund scheme? Type of a Scheme Investment Objective and Investment Pattern of the SchemeName of CEO of AMC a and b Loading... Categories: Top Debt Funds
