You must score at least 80% to complete this chapter.1. Which of the following is not contained in KIM? Loads and ExpensesMeasures of risk like Risk-adjusted ReturnsDividend PolicyContact Information of Registrar for Investor Grievance2. What are the two parts of Offer Document? SID and SAI Application Form and KIM3. _______________ contains details of a particular scheme? Scheme Investment DocumentStatement of Asset InformationScheme Information Document Statement of Additional Information4. Which document contains condensed financial information, rights of unit holders and investment valuation norms? Scheme Investment DocumentStatement of Asset InformationScheme Information DocumentStatement of Additional Information 5. Which of the following is not contained in an offer document? Breakup of portfolio between equity, debt, money market instrumentsLiquidity provisions such as listing, repurchase and redemptionShares in which the scheme will invest Any guarantee provided6. KIM contains key points of Offer Document as it is basically a summary of SID and SAI. True or False? TRUEFALSE7. If a scheme is launched in June, 2018, what is the last date by which SID should be updated? 31st Dec, 201831st March, 201930th June, 2019 30th June, 20208. SID mentions proposed asset allocation and nature of investment. True or False? TRUEFALSE9. How long can SEBI take to offer suggestions on Offer Document? 11 days21 days31 days90 days10. Which document should an investor refer to make an informed investment decision? FactsheetOffer Document 11. Does SEBI approve Offer Document of mutual fund schemes? YesNo12. KIM has to be updated every 6 months. True or False? TRUEFALSE13. How long is draft SID hosted on SEBI's website? 11 days17 days21 days30 days14. Where are product labels of a mutual fund scheme placed? KIMSIDMutual Fund advertisementsAll of the above15. Which document contains information about Sponsors, AMC and Trustee Company? SIDSAI 16. Which of the following is not contained in an offer document? Nature of SchemeInvestment Objectives and Investment PatternComparison of SchemesTerms of Issue17. Decision to launch a scheme is based on the inputs of - CIO and CMO Board of Directors and TrusteesCIO and CEOCMO and CEO18. The maximum period for which NFO other than ELSS can remain open? 15 days20 days25 days30 days19. Legally, is SAI part of SID? YesNo20. Application form is attached to ___________ . SIDKIM SAINone of the above21. SID mentions asset classes as well as specific securities where the scheme will invest. True or False? TRUEFALSE22. If a scheme is launched in November, 2018, what is the last date by which SID should be updated? 31st Dec, 201831st March, 201930th June, 201930th June, 202023. Where can an investor find scheme reopening date of an open ended scheme? SIDSAI24. Which of the following is not contained in KIM? Scheme PerformanceScheme PlansDividend PolicyCredit rating of debt instruments25. Which of the following contains detail information on the portfolio characteristics and operational features of a scheme? SIDAddendumSAIKIM26. Who is responsible for the information available in OD? CustodianDistributorsAMCTrustees27. A new mutual fund scheme is launched through New Scheme OfferNew Fund OfferNew Mutual Fund OfferOffer of Mutual Fund Scheme 28. Which of the following is a fundamental attribute of a mutual fund scheme? Type of a Scheme Investment Objective and Investment Pattern of the SchemeName of CEO of AMC a and b 29. How many levels of risks will the Riskometer reflect effective 1st January' 2021 ? 4561030. If the risk value as per calculation specified by SEBI is between 4 and 5, what will be the risk level as per Riskometer? ModerateModerately highHighvery high Loading... Categories: Top Debt Funds
